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Principle Risk Associate, Small Business Bank

at Capital One Services II, LLC in Wilmington, Delaware, United States

Job Description

Job ID: R129173

Center 2 (19050), United States of America, McLean, Virginia

Principle Risk Associate, Small Business Bank

As a Principal Associate in Capital One's Small Business Bank Risk Office you will be responsible for working with business partners to identify, report and consult on potential risks to Capital One. This requires strong collaboration with Legal, Compliance, Risk Management, and other business partners to ensure profitable and customer-friendly business strategies and efforts are compliant and well-managed.

Responsibilities:
Partner closely with Small Business Bank teams to enable strategies while protecting Bank reputation and our customers through the following:

Risk Management:

Manage risk across Small Business Bank and prepare assessments and reports for Leadership

Identify and resolve risk events / issues impacting customers stemming from process breakdowns or other problems, developing permanent corrective actions

Partner with Small Business Bank to document policies, processes, standards, and procedures to facilitate/demonstrate compliance with laws and regulations

Develop and implement risk management controls

Implement new compliance or risk initiatives sponsored at a corporate or Bank-level

Ensure proper governance for the business and coordinate responses to second line requests

Influence leaders and leverage business partners across the organization to drive results

Prep for Audits and Exams that are owned or impacting Small Business Bank

Process Assessments:

Conduct Risk Assessments of new strategies and efforts for Risk and Regulatory Compliance and help develop right solutions

Support teams through unstructured problems and manage change while demonstrating superior problem-solving skills, strong business judgment, and executive presence

Build strong cross functional partnerships within the Small Business Bank and corporate partners
Key Competencies:

Problem solving and critical thinking skills

Excellent communication, both written and verbal

Ability to work cross-functionally across multiple simultaneous projects to drive results

Basic Qualifications:

Associate's Degree or Military Experience

At least 1 year of experience in Audit or Risk Management or Regulatory Compliance or Banking Operations

Preferred Qualifications:

3+ years experience within banking

3+ years experience managing and implementing risk management controls

3+ years experience in Project Management or Process Support Experience

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

No agencies please. Capital One is an Equal Opportunity Employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex, race, color, age, national origin, religion, physical and mental disability, genetic information, marital status, sexual orientation, gender identity/assignment, citizenship, pregnancy or maternity, protected veteran status, or any other status prohibited by applicable national, federal, state or local law. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed... For full info follow application link.

Capital One is an equal opportunity employer committed to diversity in the workplace. Capital One promotes a drug-free workplace. 

All qualified applicants will receive consideration for employment without regard to gender, race, color, religion, national origin, sexual orientation, protected veteran status, or disability status.

Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; Newark, New Jersey Ordinance 12-1630; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries. 

 

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Job Posting: 901417

Posted On: Jan 23, 2022

Updated On: Feb 22, 2022