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SEC Reporting Manager

at Capital One Services II, LLC in Wilmington, Delaware, United States

Job Description

Job ID: R128639

 

Center 2 (19050), United States of America, McLean, Virginia

 

SEC Reporting Manager

 

We are seeking a highly motivated professional to join the SEC Reporting team as a Manager focusing on the management of accurate and timely filing of Securities and Exchange Commission (SEC) periodic reports, such as Forms 8-K, 10-Q, 10-K and the disclosures required by the Basel Capital and Liquidity Coverage Ratio rules. Responsibilities include oversight of the preparation of consolidated financial statements, compliance with Sarbanes-Oxley (SOX) policies and procedures, and performing technical accounting research.

 

Responsibilities:

 

Assist in the preparation, review and management of quarterly and annual earnings releases, periodic SEC filings and regulatory disclosures.

 

Coordinate efforts with internal departments and external groups to facilitate SEC filings and regulatory disclosures, including gathering financial and non-financial information.

 

Draft financial statements and footnote disclosures for SEC filings by collecting, analyzing and summarizing information as needed.

 

Oversee analysis of segment and top of house results for earnings presentation, 10-Q, and 10-Q.

 

Complete disclosure checklists to ensure financial statements comply with the applicable disclosure requirements.

 

Review and maintain supporting documentation to substantiate information included in each SEC filing and regulatory disclosure.

 

Provide technical support on accounting disclosure issues to ensure compliance with U.S. Generally Accepted Accounting Principles (GAAP), SEC regulations and regulatory requirements.

 

Implement disclosure changes for new accounting standards and regulatory regulation changes.

 

Assist in external audit coordination and internal audit reviews.

 

Assist in developing quarterly financial reporting calendars and project plans.

 

Contribute to process improvements and implementation of automated financial tools.

 

Support ongoing SOX and regulatory compliance requirements.

 

Assist in recruiting, training, developing and evaluating staff.

 

Liaison with accounting and finance teams, investor relations, legal counsel, internal audit and external auditors.

 

Basic Qualifications:

 

Bachelor's degree or military experience

 

At least 6 years in accounting, or audit or finance experience, or a combination

 

At least 2 years of people management experience

 

Active Certified Public Accountant license

 

Preferred Qualifications:

 

Bachelor's degree in Accounting or Finance

 

At least 2 years of Financial institution experience

 

At least 1 year of Workiva experience

 

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

 

No agencies please. Capital One is an Equal Opportunity Employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex, race, color, age, national origin, religion, physical and mental disability, genetic information, marital status, sexual orientation, gender identity/assignment, citizenship, pregnancy or maternity, protected veteran status, or any other status prohibited by applicable national, federal, state or local law. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.

 

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you... For full info follow application link.

 

Capital One is an equal opportunity employer committed to diversity in the workplace. Capital One promotes a drug-free workplace. 

 

All qualified applicants will receive consideration for employment without regard to gender, race, color, religion, national origin, sexual orientation, protected veteran status, or disability status.

 

Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; Newark, New Jersey Ordinance 12-1630; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries. 

 

 

 

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Job Posting: 876836

Posted On: Nov 24, 2021

Updated On: Dec 24, 2021