Senior Auditor, Retail Bank

at Capital One Services II, LLC in Wilmington, Delaware, United States

Job Description

Job ID: R125408


NYC 299 Park Avenue (22957), United States of America, New York, New York


Senior Auditor, Retail Bank


The Internal Audit function within Capital One is a dedicated group of audit professionals focused on delivering top quality assurance services to the organization's Audit Committee. The Audit department is considered one of the leading internal audit functions within the financial services industry and is highly regarded within Capital One. Audit professionals are experienced, well-trained and credentialed, and operate within a highly collaborative team environment to deliver value added opinions and recommendations.


The Retail Bank Audit group is seeking an energetic, self-motivated Senior Auditor to join the team. The Senior Auditor will perform professional internal auditing work that involves conducting operational, financial and compliance audit projects and providing input to the annual audit plan. The Senior Auditor will be responsible for maintaining all organizational and professional ethical standards.


Here's what we're looking for in an ideal teammate:


You believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital One's governance, risk management, and internal control processes.


You adapt to change, embrace bold ideas, and are intellectually curious. You like to ask questions, test assumptions, and challenge conventional thinking.


You develop influential relationships based upon shared risk objectives and trust to deliver outstanding business impact and elevate Audit's value proposition.


You're a firm believer that a rich understanding of data, innovation, and technical knowledge will only make you a better Auditor. This will require leveraging the power of data analytics and furthering your technical know-how, so you'll want to ensure that technology doesn't scare you off.


You're a teacher. You have a passion for coaching and investing in the betterment of your team.


Lastly, you create energy and an environment that make it easy to attract, hire, and retain top talent.




Perform risk assessments of business activities, potential exposures and the materiality of loss. Design and perform appropriate audit procedures to verify the effectiveness.


Design and execute internal control testing for operations of moderate complexity. Perform and often plan audit tasks of moderate difficulty, demonstrating a degree of audit expertise consistent with experience level.


Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery


Establish and maintain good client relations during engagements.


Begin communicating the results of some audit projects to management via written reports and oral presentations.


As one of the "100 Best Companies to Work For," you can look forward to coming to work every day with a team of people that are committed to excellence and doing the right thing.


Basic Qualifications:


Bachelor's Degree or military experience


At least 2 years of experience in auditing, at least 2 year of experience in accounting, at least 1 year of experience in financial analysis, at least 2 year of experience in compliance, or a combination


Preferred Qualifications:


Master's Degree in Accounting or Master's Degree in Finance or Master's Degree in Economics, or Master of Business Administration


Certified Internal Auditor (CIA) or Certified Public Accountant (CPA) or Certified Regulatory Compliance Manager (CRCM) or Certified Information Systems Auditor (CISA) or Certified Bank Auditor (CBA)


2+ years of experience in banking or 2+ years of experience in financial services industry


2+ years of experience auditing commercial bank


2+ years of experience performing data analysis in support of internal auditing


At this time, Capital One will not sponsor a new applicant for employment authorization for this position.


No agencies please. Capital One is an Equal Opportunity Employer committed to diversity and inclusion... For full info follow application link.


Capital One is an equal opportunity employer committed to diversity in the workplace. Capital One promotes a drug-free workplace. 


All qualified applicants will receive consideration for employment without regard to gender, race, color, religion, national origin, sexual orientation, protected veteran status, or disability status.


Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; Newark, New Jersey Ordinance 12-1630; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries. 




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Job Posting: 859979

Posted On: Oct 19, 2021

Updated On: Oct 24, 2021