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Suitability Specialist

at Kforce in Newark, Delaware, United States

Job Description

Kforce has a client in Newark, DE that is seeking a Suitability SpecialistResponsibilities: * Suitability Specialist will perform suitability updates/maintenance based on client and/or Investor instructions * Research client documentation to ensure suitability is documented accurately (FINRA Rule 2111) * Perform verification for work processed by team members to identify/resolve data issues * Act as liaison for Account Opening and Investment Teams to obtain and redirect client instructions as appropriate * Act as the escalation point for issues, which involves working with the Front/Middle Office to resolve questions, investigate issues and develop a satisfactory response to the client’s concerns * As a Suitability Specialist, you will anticipate challenges and implement solutions in order to manage the expectations of the internal business partners for a positive client experience * Represent the Client Reporting Options Suitability Hub as SME on any projects with impact to the process * Partner with the Business and product groups to capture and categorize client issues and proposed enhancements the process and assist with defining requirements, etc. * Assist with testing and implementing any changes that impact the various systems used by the team * Provide training/support to our business, product or technology partners * The Suitability Specialist will investigate opportunities to reduce costs, provide automation, and analyze fluctuations in key metrics * B.S. degree or equivalent work experience * Strong analytical and problem solving skills * Strong client focus * Highly motivated and ability to work independently * Excellent verbal and written communication * Ability to develop & maintain relationships with business partners * Commitment to quality and control * Ability to think creatively and recommend/implement process improvements * Strong organizational skills to successfully manage multiple tasks at one time * Strong background in use of computer systems (PC and Mainframe) * Ability to work under pressure and to fixed deadlines * Ability to review, validate and authorize documentation with strong attention to detail Kforce is an Equal Opportunity/Affirmative Action Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, pregnancy, sexual orientation, gender identity, national origin, age, protected veteran status, or disability status.Compensation Type:Hours

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Job Posting: JC194841304

Posted On: Oct 14, 2021

Updated On: Dec 04, 2021