Compliance Analyst

at Kforce in Newark, Delaware, United States

Job Description

Kforce has a client in Newark, DE that is seeking a Compliance Analyst. In this role, the Compliance Analyst is responsible for the coordination and completion of all government, regulatory, and compliance documents for all business units in an organization.Responsibilities: * The Compliance Analyst will be sourcing appropriate background documents for FINRA registration and/or insurance licensing from employees and managers * Maintaining and tracking documentation * Coordination with Insurance and Securities Regulators to process onboarding and amendments on a timely basis * As a Compliance Analyst, you will be monitoring operational processing controls * Ensuring regulatory requirements are met by the employee * To be considered for this position, candidates must have experience in a similar role, or they must possess significant knowledge, experience, and abilities to successfully perform the responsibilities listed * Relevant education and/or training will be considered a plus Kforce is an Equal Opportunity/Affirmative Action Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, pregnancy, sexual orientation, gender identity, national origin, age, protected veteran status, or disability status.Compensation Type:Hours

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Job Posting: JC193840887

Posted On: Oct 02, 2021

Updated On: Oct 21, 2021