Senior Risk Manager, AML Risk Assessment Team

at Capital One Services II, LLC in Wilmington, Delaware, United States

Job Description

Job ID: R118148


Plano 2 (31062), United States of America, Plano, Texas


Senior Risk Manager, AML Risk Assessment Team


Title: Senior Risk Manager, AML Risk Assessment Team

Level:Senior Manager


Job Description:

Capital One's Anti-Money Laundering (AML) Risk Assessment team is responsible for assessing and defining the AML and Sanctions risk profile for the enterprise and individual business units through the enterprise Money Laundering Risk Assessment (MLRA), targeted assessments, and other risk assessments designed to identify risks related to the AML program. These assessments enable the Chief AML Compliance Officer and senior management to prioritize risks, identify and review areas that warrant greater scrutiny and control, and recommend actions on top risks as well as potential emerging risks that have regulatory and compliance implications.


The Sr. Risk Manager has the primary responsibility for all aspects of the MLRA, including methodology development and maintenance, building and maintaining relationships with data partners, conducting assessments in consultation with subject matter experts (SMEs), recordkeeping of completed assessments and supporting information, and assuring that the appropriate levels of management are informed of the results.


In addition to management and delivery of the MLRA, the Risk Assessment Team is responsible for producing additional risk assessments such as the AML Business Unit Risk Control Self Assessment (RCSA) and targeted assessments on areas identified as a result of conducting risk assessments .


Here's what we're looking for in an ideal teammate:


You are a critical thinker who seeks to understand the business, its processes, risks and control environment.


You create energy and an environment that fosters trust, collaboration, and belonging.


You possess a relentless focus on quality and timeliness.


You adapt to change, embrace bold ideas, and are intellectually curious. You like to ask questions, test assumptions, and challenge conventional thinking.


You develop influential relationships based upon shared risk objectives.


You do the right thing and lead by example. You have a passion for coaching and investing in the betterment of the team.




Develop and maintain the MLRA methodology and framework methods.


Collaborate effectively across multiple organizations to achieve objectives.


Set direction, manage expectations and lead teams


Possesses risk management experience and knowledge of processes, risks, requirements, controls and testing


Establish strategies to improve processes using data and technology


Support interactions with Internal Audit and Regulatory agencies related to our work, as applicable


Basic Qualifications:

- High School Diploma, GED or equivalent certification

- At least 3 years of experience in risk management, or at least 3 years of experience in compliance within financial services


Preferred Qualifications:

- 5 years of experience in Anti- Money Laundering (AML), or 5 years of experience in risk management/compliance within financial services

- CRCM, or ACAMS, or CIPP certifications

- Bachelor's Degree


At this time, Capital One will not sponsor a new applicant for employment authorization for this position.


Capital One is an equal opportunity employer committed to diversity in the workplace. Capital One promotes a drug-free workplace. 


All qualified applicants will receive consideration for employment without regard to gender, race, color, religion, national origin, sexual orientation, protected veteran status, or disability status.


Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; Newark, New Jersey Ordinance 12-1630; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries. 




Copy Link

Job Posting: 848461

Posted On: Sep 24, 2021

Updated On: Sep 28, 2021