Compliance Analyst

at Kforce in Newark, Delaware, United States

Job Description

Kforce has a client in Newark, DE that is seeking a Compliance Analyst. Responsibilities: * Compliance Analyst is responsible for the coordination and completion of all government, regulatory, and compliance documents for all business units in an organization * Typically reports to a supervisor or manager * Compliance Analyst will be sourcing appropriate background documents for FINRA registration and/or insurance licensing from employees and managers * Maintaining and tracking documentation * Monitoring operational processing controls * Compliance Analyst is responsible for the coordination with Insurance and Securities Regulators to process onboarding and amendments on a timely basis * Ensuring regulatory requirements are met by the employee * 3-6 years of relevant experience * Candidates qualifying for this position will have similar experience along with the skills and abilities to perform the duties mentioned * Any relevant education and/or training will be considered a plus Kforce is an Equal Opportunity/Affirmative Action Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, pregnancy, sexual orientation, gender identity, national origin, age, protected veteran status, or disability status.Compensation Type:Hours

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Job Posting: JC192144156

Posted On: Sep 11, 2021

Updated On: Oct 16, 2021