CCOR - Compliance Manager - Vice President

at JPMorgan Chase in Newark, Delaware, United States

Job Description

We’re seeking a Compliance, Conduct and Operational Risk (CCOR) Vice President who will effectively partner with Line of Business (LOB) and global/regional Compliance teams; including Internal Audit, Operational Risk and other Control functions. This position requires knowledge and experience in Compliance, as well as familiarity with regulatory and/or audit best practices.


In this role, you may provide Compliance coverage for several areas, in addition to serving as the team’s subject matter expert for specific regulations in executing the following Core Practices: Governance and Oversight, Regulatory Management, Policies and Procedures, Training and Awareness, Monitoring and Testing, Issue Management, Risk Assessment and Reporting, and Risk Control Self-Assessment.

Additional Responsibilities:

+ Perform analysis to identify major issues and actionable opportunities, design potential solutions, and quantify bottom-line financial impact

+ Develop management, stakeholder, and regulator presentations in order to communicate issues, recommendations, and status of initiatives

+ Identify potential concerns and control issues, determine the root cause of issues and ensure stakeholders develop and implement appropriate corrective actions

+ Conduct ongoing compliance monitoring activities and participate in special projects as required

+ Challenge the status quo by providing critical and analytical thinking and strong decision making capabilities to identify problems, propose creative solutions, and escalate as necessary

+ Develop project plans and document and analyze business systems/processes


+ Demonstrate the ability to partner with stakeholders on projects

+ Possess strong written and oral executive-level communications skills

+ FORCE experience a plus with an understanding of risk and controls

+ Detail-oriented; possess a high-level of attention to detail and quality for their work product

+ Excellent analytical skills

+ Experience using the MS Suite of products

+ MBA or Bachelor’s degree with professional certification preferred

+ Ability to work both independently and as a core team member

JPMorgan Chase & Co., one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. In accordance with applicable law, we make reasonable accommodations for applicants’ and employees’ religious practices and beliefs, as well as any mental health or physical disability needs.

Equal Opportunity Employer/Disability/Veterans

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Job Posting: JC190551596

Posted On: Aug 21, 2021

Updated On: Sep 26, 2021