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Compliance Analyst

at Kforce in Newark, Delaware, United States

Job Description

Kforce has a client in search of a Compliance Analyst in Newark, DE.Duties Include: * Compliance Analysts are responsible for the coordination and completion of all government, regulatory, and compliance documents for all business units in an organization * Relies on limited experience and judgment to plan and accomplish goals * Performs a variety of tasks * Compliance Analysts may lead and direct the work of others * A certain degree of creativity and latitude is required * Typically reports to a supervisor or manager * Sourcing appropriate background documents for FINRA registration and/or insurance licensing from employees and managers * Compliance Analysts will be maintaining and tracking documentation * Coordination with Insurance and Securities Regulators to process onboarding and amendments on a timely basis * Monitoring operational processing controls * Ensuring regulatory requirements are met by the employee * Familiar with standard concepts, practices, and procedures within a particular field * To be considered for this position, candidates must have experience in a similar role, or they must possess significant knowledge, experience, and abilities to successfully perform the responsibilities listed * Relevant education and/or training will be considered a plus Kforce is an Equal Opportunity/Affirmative Action Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, pregnancy, sexual orientation, gender identity, national origin, age, protected veteran status, or disability status.Compensation Type:Hours

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Job Posting: JC187177364

Posted On: Jul 04, 2021

Updated On: Sep 03, 2021