SEC Reporting, Senior Associate

at Capital One Services II, LLC in Wilmington, Delaware, United States

Job Description

Job ID: R110061


Center 2 (19050), United States of America, McLean, Virginia


SEC Reporting, Senior Associate


Does the idea of working with professional, highly trained accountants inspire you? Are you an accounting professional with a demonstrated ability to work well in teams, develop new ideas, and take ownership of your projects? Would you like the opportunity to individually contribute to the team, along with the opportunity to grow into a leader? Would you like to work in a collaborative environment where your contributions are recognized and rewarded, all while having a work-life balance? If so, opportunities for professional and personal fulfillment in a dynamic, progressive organization await you at Capital One!


We are seeking highly motivated professionals to join the Securities and Exchange Commission (SEC) Reporting team focusing on the accurate and timely filing of SEC periodic reports, such as Forms 8-K, 10-Q, 10-K and the disclosures required by the Basel Capital and Liquidity Coverage Ratio rules. Responsibilities include preparation and review of consolidated financial statements, compliance with SOX policies and procedures, and performing technical accounting research.




Assist in the preparation and review of quarterly and annual earnings releases, periodic SEC filings and regulatory disclosure.


Review supporting documentation to substantiate information included in each quarterly disclosure document.


Provide technical support on disclosure issues to ensure the appropriate application of the SEC, GAAP and federal rules.


Work with reporting stakeholders to ensure alignment on quantitative and qualitative disclosures.


Act as liaison between SEC Reporting and investor relations, legal counsel, business segments, internal audit and external auditors.


Complete disclosure checklists to ensure disclosure compliance.


Assist in external audit coordination and internal audit reviews.


Support internal controls and attestation compliance requirements.


Drive process improvements and support implementation of automated financial tools.


Basic Qualifications:


Bachelor degree or military experience


At least 2 years of accounting experience, or at least 2 years of audit experience, or at least 2 years of finance experience


Preferred Qualifications:


Certified Public Accountant (CPA) certification, active license status


At least 1 year of SEC Reporting experience


At least 1 year of financial institution experience


At this time, Capital One will not sponsor a new applicant for employment authorization for this position.


Capital One is an equal opportunity employer committed to diversity in the workplace. Capital One promotes a drug-free workplace. 


All qualified applicants will receive consideration for employment without regard to gender, race, color, religion, national origin, sexual orientation, protected veteran status, or disability status.


Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; Newark, New Jersey Ordinance 12-1630; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries. 




Job Details


Capital One Services II, LLC


300 Delaware Ave Ste 900
Wilmington, Delaware 19801
United States

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Job Posting: 811808

Posted On: Jun 10, 2021

Updated On: Jul 09, 2021