at Capital One Services II, LLC in Wilmington, Delaware, United States
Job Description
Job ID: R161134
Center 2 (19050), United States of America, McLean, Virginia
Senior Associate, Risk Control Tester
The Senior Risk Associate Control Tester performs a key risk management role to help ensure that established controls are designed and operating effectively and compliant with corporate standards. We are seeking individuals who appreciate AML risks and processes, while possessing critical thinking and analytical skills to support a quality control program in the AML Data, Infrastructure, and Analysis (DIA) organization. The candidate should have prior experience in Risk or Process Management coupled with experience in Anti-Money Laundering processes.
General Responsibilities:
Collaborate with control owners to establish test plans for new controls and update existing plans as needed
Gather documentation, evidence, and previous assessments
Execute test plans for execution effectiveness while considering design and operational effectiveness of established controls
Understand how controls are/are not mitigating their associated risk(s)]
Produce defendable outcomes including comprehensive documentation
Detail Oriented; Thoroughly document results and communicate with stakeholders
Document and socialize associated issues for controls with ineffective ratings
Provide and track recommendations for control improvements that do not affect ratings (e.g. for efficiency gain)
Support Audits, Quarterly Attestations, and Annual Assessments
Meet deadlines and self-manage work
Perform repeatable processes efficiently
Work independently with little oversight to execute testing
Work collaboratively with peers to ensure coverage and to advance the testing program
Basic Qualifications:
High School Diploma, GED or equivalent certification
At least one year experience in Risk Management or Anti-Money Laundering or Process Management or Quality Assurance
Preferred Qualifications:
Bachelor's Degree or Military experience
CAMS certification
2 years experience in AML or Compliance
2 years experience in Risk Management, Process Management, or Quality Assurance
1 year of experience in SQL querying
1 year experience managing JIRA stories
Experience with Google Sheets; (vlookup; IF calculations; Pivot Tables)
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
No agencies please. Capital One is an Equal Opportunity Employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex, race, color, age, national origin, religion, physical and mental disability, genetic information, marital status, sexual orientation, gender identity/assignment, citizenship, pregnancy or maternity, protected veteran status, or any other status prohibited by applicable national, federal, state or local law. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.
If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
For technical support or questions about Capital One's recruiting process, please send an email to
Capital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational... For full info follow application link.
Capital One is an equal opportunity employer committed to diversity in the workplace. Capital One promotes a drug-free workplace.
All qualified applicants will receive consideration for employment without regard to gender, race, color, religion, national origin, sexual orientation, protected veteran status, or disability status.
Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; Newark, New Jersey Ordinance 12-1630; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.
