Compliance Analyst

at Kforce in Newark, Delaware, United States

Job Description

Kforce has a client that is seeking a Compliance Analyst in Newark, DE.Duties Include: * Compliance Analyst will be responsible for the coordination and completion of all government, regulatory, and compliance documents for all business units in an organization * Sourcing appropriate background documents for FINRA registration and/or insurance licensing from employees and managers * Maintaining and tracking documentation * Coordination with Insurance and Securities Regulators to process onboarding and amendments on a timely basis * Monitoring operational processing controls * Ensuring regulatory requirements are met by the employee * Relies on limited experience and judgment to plan and accomplish goals * Performs a variety of tasks * As a Compliance Analyst, you may lead and direct the work of others * A certain degree of creativity and latitude is required * Typically reports to a supervisor or manager * Familiar with standard concepts, practices, and procedures within a particular field * To be considered for this position, candidates must have experience in a similar role, or they must possess significant knowledge, experience, and abilities to successfully perform the responsibilities listed * Relevant education and/or training will be considered a plus Can you picture yourself working for one of America’s Ideal Employers? Our client has received numerous awards and accolades due in part to their commitment to diversity, veterans, and fostering innovation. They’ve been named one of Fortune Magazine’s World’s Most Admired Companies of 2018 and are included in the Top 50 Most Innovative Companies named by Boston Consulting Group. With on-site training and mentoring, they are committed to your professional development as well.Kforce is an Equal Opportunity/Affirmative Action Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, pregnancy, sexual orientation, gender identity, national origin, age, protected veteran status, or disability status.Compensation Type:Hours

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Job Posting: JC220658675

Posted On: Aug 07, 2022

Updated On: Aug 22, 2022

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