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Compliance Analyst

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Job Details
Job Order Number
JC155149489
Company Name
Kforce
Physical Address

Newark, DE 19725
Job Description

Kforce has a client in search of a Compliance Analyst in Newark, DE.Key Tasks:

  • Responsible for the coordination and completion of all government, regulatory, and compliance documents for all business units in an organization
  • Sourcing appropriate background documents for FINRA registration and/or insurance licensing from employees and managers
  • Maintaining and tracking documentation
  • Coordination with Insurance and Securities Regulators to process onboarding and amendments on a timely basis
  • Monitoring operational processing controls
  • Ensuring regulatory requirements are met by the employee
  • Relies on limited experience and judgment to plan and accomplish goals
  • Performs a variety of tasks
  • May lead and direct the work of others
  • A certain degree of creativity and latitude is required
  • Typically reports to a supervisor or manager
  • Bachelor’s degree or equivalent work experience
  • Familiar with standard concepts, practices, and procedures within a particular field
  • Ability to build and maintain effective working relationships with Sales Representatives, all levels of management, and external parties
  • Strong analytical and problem-solving skills with the ability to recommend and make decisions autonomously
  • Ability to thrive in a changing work environment and manage well under pressure
  • Quick learner, team player, results-oriented, self-motivated, flexible approach to work hours
  • Proactive approach to problem-solving, a logical thinker
  • Strong oral and written communication and presentation skills
  • Regulatory or operations knowledge of securities and/or insurance a plus
  • Intermediate proficiency with Microsoft Excel (e.g. pivot tables, macros, data analytics, etc.), PowerPoint, Vision (e.g. process mapping), and Outlook
  • Document review experience and high attention to detail

Can you picture yourself working for one of America’s Ideal Employers? Our client has received numerous awards and accolades due in part to their commitment to diversity, veterans, and fostering innovation. They’ve been named one of Fortune Magazine’s World’s Most Admired Companies of 2018 and are included in the Top 50 Most Innovative Companies named by Boston Consulting Group. With on-site training and mentoring, they are committed to your professional development as well.Kforce is an Equal Opportunity/Affirmative Action Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, pregnancy, sexual orientation, gender identity, national origin, age, protected veteran status, or disability status.Compensation Type:Hours


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