Senior Audit Manager - AML Issue Validation
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Wilmington, DE 19806
Responsible for managing the validation testing for re-grade and closure of severity 1 and 2 audit and self-identified issues related to AML. Oversees execution of all aspects of the audit issue validation process. Utilizes sound analytical skills and possesses product, business, and technical expertise to execute and oversee issue validation. Partners with data, model and technology teams to ensure adequate subject matter expertise for complex technology and data related processes. Evaluates issues for broader applicability and thematic root causes. Ensures timely execution of issue validation within quality standards and conformance to audit policies and procedures. Demonstrates sound project management skills through the management of assigned issue portfolio. Manages business partner relationships; engaging with audit teams across the division as well as business line management. Exercises critical thinking and judgment to effectively influence management to improve the control environment. Provides day to day coaching, mentoring, and performance feedback to team and fosters an inclusive work environment. This role will have exposure to AML processes across all Lines of Business (Consumer, Wealth Management, Global Banking & Markets, etc) and Control Functions (Risk, Compliance, etc) across the globe. Ideal candidate will be intellectually curious and have background in both audit and financial crimes. Experience at a large financial institution is strongly preferred. Candidate will have the ability to operate in a fast paced environment with multiple concurrent priorities.
8+ years of audit experience
3+ years of AML related experience
Strong knowledge of Sanctions Regulations
Strong written and verbal communications at all levels of management
Experience with automation and data analytics
Familiarity with AML Model coverage and/or validation approaches for Transaction Monitoring scenarios and Economic Sanctions filters.
Experience engaging with regulators.
Posting Date : 09/17/2019
Wilmington, DE, BRACEBRIDGE II, 1020 N FRENCH ST,
Boston, MA, 225 FRANKLIN ST (MA1225),
Charlotte, NC, BANK OF AMERICA PLAZA, 101 S TRYON ST,
Riverside, RI, 3400 Pawtucket Ave (RI1530),
- United States
Travel : Yes, 15% of the time
Full / Part-time : Full time
Hours Per Week : 40
Shift : 1st shift
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