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Regulatory Reporting Principal Associate

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Job Details
Job Order Number
Company Name
Capital One
Physical Address

Wilmington, DE 19806
Job Description

West Creek 7 (12077), United States of America, Richmond, Virginia

At Capital One, we’re building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking. We measure our efforts by the success our customers enjoy and the advocacy they exhibit. We are succeeding because they are succeeding.

Guided by our shared values, we thrive in an environment where collaboration and openness are valued. We believe that innovation is powered by perspective and that teamwork and respect for each other lead to superior results. We elevate each other and obsess about doing the right thing. Our associates serve with humility and a deep respect for their responsibility in helping our customers achieve their goals and realize their dreams. Together, we are on a quest to change banking for good.

Regulatory Reporting Principal Associate

Capital One is a diversified bank that offers a broad array of financial products and services to consumers, small business and commercial clients. Ranked #127 on the Fortune 500, Capital One is one of the nation’s top 10 banks and has one of the most widely recognized brands in America. We nurture a work environment where people with a variety of thoughts, ideas and backgrounds, guided by our shared Values, come together to make Capital One a great company and a great place to work. The Regulatory Reporting team within Capital One is looking for the right individual who shares these values and seeks continual growth and challenge in their career.

We are seeking a highly motivated professional to join the Regulatory Reporting team as a Principal Associate. This role will involve assuring the accurate and timely submission of monthly and quarterly information to regulators for the bank stress testing process.

Key responsibilities will include:

+ Partnering with the lines of business to ensure timely and accurate submission of data for the stress testing process

+ Assisting with compliance to regulatory standards for stress testing processes, ensuring proper execution of internal controls and maintaining audit readiness

+ Enhancing and maintaining reconciliation processes to ensure completeness of data submitted

+ Interacting with regulatory agencies to ensure timely responses to stress testing inquiries

+ Support new product and data transformation efforts through direct engagement with line of business, risk, accounting and technology partners

+ Identify opportunities to strengthen internal controls and drive operational efficiency through automated tools and solutions, where appropriate

+ Staying current with evolving industry and regulatory changes, ensuring proper implementation of new reporting requirements

We are seeking a dedicated professional who will take ownership for managing multiple priorities and meeting deadlines in a fast-paced time, sensitive environment. This person will have excellent communication skills, very strong analytical skills, attention to detail, and the ability to adapt to change quickly.

Basic Qualifications:

+ Bachelor’s Degree or military experience

+ At least 3 years of Finance, Accounting or Auditing experience

Preferred Qualifications:

+ Bachelor’s Degree in Finance, Accounting or Economics


At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

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