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Audit Manager - Global Equities

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Job Details
Job Order Number
Company Name
Bank of America
Physical Address

Wilmington, DE 19806
Job Description

Job Description:

Audit is responsible for leading and managing audit work related to Equities trading and products including cash equities, high touch, electronic trading, derivatives, prime brokerage, stock loan and other equity financing products and services. Familiarity with US equity market exchanges/execution venues, clearing and settlement processes and market developments is required.

+ Typically acts as Auditor-in-Charge (AIC) and leads teams to deliver audit projects across multiple regional jurisdictions including the US, Europe, Latin America and Asia.

+ Requires the ability to demonstrate strategic thinking and intellectual curiosity.Needs to be able to assess business risks across the Equities lines of business while leveraging a strong understanding of data analytics, automation and audit concepts.

+ Oversees audit testing to ensure timely execution with quality standards and conformance to audit policies and procedures.Assesses control gaps for impact to business processes, controls and strategies, recommends severity ratings and escalation of broad themes and trends.Verifies management remediation steps to address control gaps are adequate and oversees/conducts validation of remediation actions.

+ Manages internal audit team and business partner relationships when conducing specific audit work, primary engagement is with line management.Exercises critical thinking and judgment to effectively influence management to improve the control environment. When leading an audit engagement, is responsible for day to day coaching, mentoring, and performance feedback. Fosters an inclusive work environment.

+ This role will have exposure to the Global Markets line of business and Control Functions (Risk, Compliance, etc…)

+ Candidate will have the ability to operate in a fast paced environment with multiple concurrent priorities.

Minimum Qualifications:

+ 8+ years of Audit or Equities/Trading Experience

+ 3+ years of Global Markets Equities related experience

+ Strong written and verbal communications at all levels of management

Desired Qualifications:

+ Experience with automation and data analytics

+ Experience engaging with regulators.

Posting Date : 07/23/2019

Location :

East Hartford, CT, 99 Founders PLZ (CT2547),


Boston, MA, 225 FRANKLIN ST (MA1225),

New York, NY, Jones Lang Lasalle, 1133 Ave of the Americas,


Riverside, RI, 3400 Pawtucket Ave (RI1530),

- United States

Travel : Yes, 20% of the time

Full / Part-time : Full time

Hours Per Week : 40

Shift : 1st shift

Assistance for Applicants with Disabilities

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Diversity & Inclusion

At Bank of America, our commitment to diversity and inclusion is helping us to create not only a great place to work, but also an environment where our employees, our customers and our communities around the world can reach their goals and connect with each other. All qualified applicants will receive consideration for employment without regard to race, color, religion, gender, gender identity or expression, sexual orientation, national origin, genetics, disability, age, or veteran status.

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